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Privacy Policy

Sharing Nonpublic Personal and Financial Information

KPP is committed to the protection and privacy of its customers’ and consumers’ personal and financial information.  KPP will not share such information with any affiliated or nonaffiliated third party except:

When necessary to complete a transaction in a customer account, such as with the clearing firm or account custodians;  When required to maintain or service a customer account; To resolve customer disputes or inquiries; With persons acting in a fiduciary or representative capacity on behalf of the customer; With rating agencies, persons assessing compliance with industry standards, or to the attorneys, accountants and auditors of the firm; In connection with a sale or merger of KPP’s business; To protect against or prevent actual or potential fraud, identity theft, unauthorized transactions, claims or other liability; To comply with federal, state or local laws, rules and other applicable legal requirements; In connection with a written agreement to provide investment management or advisory services when the information is released for the sole purpose of providing the products or services covered by the agreement; In any circumstances with the customer’s instruction or consent; or Pursuant to any other exceptions enumerated in the California Information Privacy Act.